Andrew Ian MacLeod

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Invesco Asset Management Limited (no longer approved here)
FRN 122674
- [FCA CF] Client dealing (9 Dec 2019 to 7 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Nov 2021)
- CF30 Customer (9 Jun 2017 to 8 Dec 2019)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- CF30 Customer (1 Jul 2010 to 1 Jan 2013)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF26 Customer Trading (22 Nov 2004 to 1 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.