Andrew Hyatt Marshak

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD

    FRN 114627

    • SMF3 Executive Director (since 18 Dec 2024)
    • [FCA CF] Client dealing (11 May 2023 to 2 Mar 2026)
    • [FCA CF] Manager of certification employee (11 Feb 2022 to 24 Apr 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Mar 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Apr 2025)
    • CF29 Significant management (11 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (14 Jan 2011 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd

    FRN 119319

    • SMF18 Other Overall Responsibility (since 1 Oct 2024)
    • [FCA CF] Material risk taker (1 May 2024 to 24 Apr 2025)
    • [FCA CF] Significant management (1 May 2024 to 24 Apr 2025)
    • [FCA CF] Client dealing (1 May 2024 to 24 Apr 2025)
    • [FCA CF] Manager of certification employee (1 May 2024 to 24 Apr 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (18 May 2009 to 21 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

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