TWP Wealth Limited

Date authorised
1 April 2013
Companies House
07630748
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    69 London Road
    Alderley Edge
    Cheshire
    SK9 7DY
    UNITED KINGDOM
    Phone
    +4401625582500
    Web
    https://www.twpwealth.com

  • Complaints Contact

    69 London Road
    Alderley Edge
    Cheshire
    SK9 7DY
    UNITED KINGDOM
    Phone
    +4401625582500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Warren Potts

    IRN RWP01038

    • SMF9 Chair of the Governing Body (18 Apr 2023 to 28 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2022 to 28 Jun 2024)
  • Robert Alistair Chuck

    IRN RAC00044

    • CF30 Customer (14 Sep 2012 to 22 Aug 2013)
  • Rodney Gordon Albright

    IRN RGA00015

    • CF30 Customer (7 Aug 2012 to 22 Aug 2013)
  • Sharon Walters

    IRN SXW81434

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2020)
    • Responsible for Insurance Distribution (since 2 Sep 2020)
    • SMF16 Compliance Oversight (since 2 Sep 2020)
    • SMF3 Executive Director (since 2 Sep 2020)
    • [FCA CF] Manager of certification employee (since 2 Sep 2020)
  • Stewart Duncan Sanderson

    IRN SDS00003

    • Director of firm who is not a certification employee or a SMF manager (since 26 Jul 2024)
  • Thomas Christopher Wheatley

    IRN TXW18404

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2025)
    • [FCA CF] Client dealing (since 20 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.