Richard Warren Potts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TWP Wealth Limited (no longer approved here)

    FRN 563343

    • SMF9 Chair of the Governing Body (18 Apr 2023 to 28 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2022 to 28 Jun 2024)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • SMF1 Chief Executive (9 Dec 2019 to 28 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Dec 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Dec 2004 to 31 Oct 2007)
    • CF27 Investment Management (6 Dec 2004 to 31 Oct 2007)
    • CF3 Chief Executive (6 Dec 2004 to 8 Dec 2019)
    • CF1 Director (6 Dec 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.