Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • CF30 Customer (since 21 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (since 21 Sep 2021)
    • [FCA CF] Client dealing (since 21 Sep 2021)
    • (3)Employed By (since 21 Sep 2021)
    • (12)Employed By (12 Jan 2004 to 30 Mar 2012)
  • TWP Wealth Limited (no longer approved here)

    FRN 563343

    • CF30 Customer (7 Aug 2012 to 22 Aug 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (17 Apr 2012 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.