Date authorised
1 April 2013
Companies House
01934644
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    177 Bothwell Street
    Glasgow
    G2 7ER
    UNITED KINGDOM
    Phone
    +441243753415
  • Complaints Contact

    Exchange Building
    St. Johns Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith Jackman

    IRN KXJ01089

    • CF15 Internal Audit (1 Dec 2001 to 30 Sep 2002)
  • Keith Jones

    IRN KXJ01057

    • SMF7 Group Entity Senior Manager (15 Jun 2020 to 30 Jun 2025)
    • CF2 Non Executive Director (10 Nov 2015 to 8 Dec 2019)
  • Kevin Stopps

    IRN KPS01021

    • Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
    • SMF9 Chair of the Governing Body (30 Jan 2020 to 11 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 11 May 2021)
    • CF3 Chief Executive (5 Sep 2013 to 28 Sep 2018)
    • CF1 Director (23 Jul 2010 to 8 Dec 2019)
  • Kirsty Puplett

    IRN KXP00323

    • [FCA CF] Significant management (2 Feb 2023 to 31 Mar 2025)
  • Laura Lees

    IRN LXL00093

    • [FCA CF] Functions requiring qualifications (19 Jan 2021 to 16 Feb 2022)
    • [FCA CF] Manager of certification employee (19 Jan 2021 to 16 Feb 2022)
  • Lesley McColl

    IRN LXM00222

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (26 Jun 2023 to 8 Dec 2025)
  • Liam Baillie

    IRN LXB00590

    • [FCA CF] Functions requiring qualifications (12 Jul 2023 to 15 Jan 2025)
  • Linda Ruth Robinson

    IRN LRR01002

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 30 Jun 2025)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 30 Jun 2025)
    • CF2 Non Executive Director (26 Jul 2018 to 8 Dec 2019)
  • Lorraine Heron

    IRN LXH00468

    • [FCA CF] Functions requiring qualifications (23 Jun 2023 to 8 Dec 2025)
  • Margaret Lindsay

    IRN MXL00194

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.