Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 30 Jun 2025)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 30 Jun 2025)
    • CF2 Non Executive Director (26 Jul 2018 to 8 Dec 2019)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • CF28 Systems and controls (26 Jun 2015 to 18 Mar 2016)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF28 Systems and controls (18 Dec 2013 to 18 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 18 Dec 2013)
    • CF20 Significant Mgt (Settlements) (25 Jul 2003 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF28 Systems and controls (18 Dec 2013 to 24 Nov 2016)
    • CF29 Significant management (1 Nov 2007 to 18 Dec 2013)
    • CF20 Significant Mgt (Settlements) (25 Jul 2003 to 31 Oct 2007)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF28 Systems and controls (16 Dec 2013 to 18 Mar 2016)
    • CF1 Director (13 Jan 2009 to 26 Sep 2013)
    • CF29 Significant management (1 Nov 2007 to 14 Nov 2011)
    • CF20 Significant Mgt (Settlements) (25 Jul 2003 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF28 Systems and controls (16 Dec 2013 to 24 Nov 2016)
    • CF29 Significant management (1 Nov 2007 to 16 Dec 2013)
    • CF20 Significant Mgt (Settlements) (25 Jul 2003 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF28 Systems and controls (16 Dec 2013 to 24 Nov 2016)
    • CF29 Significant management (1 Nov 2007 to 16 Dec 2014)
    • CF20 Significant Mgt (Settlements) (25 Jul 2003 to 31 Oct 2007)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF28 Systems and controls (16 Dec 2013 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 16 Dec 2013)
    • CF20 Significant Mgt (Settlements) (25 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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