TURQUOISE GLOBAL HOLDINGS LIMITED

• Principal Place of Business

  The London Stock Exchange

  10 Paternoster Square

  London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +442077971470

  Web

  https://www.londonstockexchange.com/equities-trading/turquoise

• Complaints Contact

  The London Stock Exchange

  10 Paternoster Square

  London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +442077971470

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Anthony Clarkson

  IRN DAC01136

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Oct 2022)
  • CF2 Non Executive Director (29 Jan 2018 to 8 Dec 2019)
• Deepa Lad

  IRN DXL00489

  • SMF16 Compliance Oversight (1 Jul 2024 to 24 Feb 2026)
• Deepak Mehra

  IRN DXM00717

  • Director of firm who is not a certification employee or a SMF manager (10 Jun 2022 to 1 Apr 2025)
• Denzil Manistre Benedict Jenkins

  IRN DMJ01035

  • SMF9 Chair of the Governing Body (16 Dec 2021 to 31 Jul 2023)
  • Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 31 Jul 2023)
• Diane Bouwmeester

  IRN DXB00462

  • [FCA CF] Significant management (7 Dec 2023 to 28 Oct 2024)
  • [FCA CF] Material risk taker (30 Mar 2021 to 22 Apr 2022)
• Diane Fabienne Marie Cote

  IRN DFC01044

  • CF28 Systems and controls (29 Mar 2012 to 25 Jul 2016)
• Emily Prince

  IRN ERC01025

  • Director of firm who is not a certification employee or a SMF manager (28 Jul 2023 to 30 Jun 2025)
• Evelien Andrea Merel Paulien van den Arend

  IRN EAV01006

  • CF10 Compliance Oversight (21 Apr 2011 to 16 Nov 2011)
  • CF11 Money Laundering Reporting (31 Jan 2011 to 16 Nov 2011)
• Geoffrey Hammond

  IRN GXH00399

  • [FCA CF] Significant management (since 31 Jan 2024)
• Georgina Loizou

  IRN GXL01653

  • CF11 Money Laundering Reporting (1 Aug 2016 to 29 Jun 2017)

• Turquoise Swapmatch Limited (no longer appointed)

  FRN 753326 · Appointed 20 Jul 2016 · Until 4 Dec 2017

No changes recorded yet.