Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Oct 2022)
- CF2 Non Executive Director (29 Jan 2018 to 8 Dec 2019)
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- CF29 Significant management (17 Jul 2013 to 19 Aug 2015)
- CF30 Customer (7 Dec 2012 to 10 Dec 2015)
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- CF29 Significant management (17 Jul 2013 to 19 Aug 2015)
- CF30 Customer (7 Dec 2012 to 10 Dec 2015)
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- CF30 Customer (1 Nov 2007 to 13 Aug 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (3 Aug 2005 to 15 Jun 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.