True Potential Wealth Management LLP

• Principal Place of Business

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +4401914061526

  Web

  https://www.tpllp.com

• Complaints Contact

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +441914061526

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · i) Limited to debt Counseilling with no debt management ii) Limited to debt counselling in connection with investment advice and buy-to -let mortgages and second charge mortgages.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Lavin

  IRN DXL00088

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Mar 2021)
  • CF30 Customer (31 May 2019 to 8 Dec 2019)
• David Llewellyn Williams

  IRN DLW00006

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jan 2021)
  • CF30 Customer (12 Dec 2013 to 8 Dec 2019)
• David Lloyd

  IRN DXL01209

  • CF30 Customer (11 Jul 2011 to 1 Aug 2011)
• David Macwan

  IRN DXM00058

  • CF30 Customer (9 Jul 2014 to 16 Apr 2018)
• David Malcolm Gay

  IRN DMG00030

  • CF30 Customer (30 Aug 2012 to 11 Mar 2014)
• David Mannion

  IRN DXM00195

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2022)
  • CF30 Customer (18 Oct 2011 to 8 Dec 2019)
• David Mark Bridgeman

  IRN DMB00055

  • [FCA CF] Functions requiring qualifications (28 Jun 2022 to 19 Jul 2023)
  • [FCA CF] Client dealing (28 Jun 2022 to 19 Jul 2023)
• David Mark Southern

  IRN DMS01156

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2021)
  • [FCA CF] Client dealing (since 22 Nov 2021)
• David Martin McClymont

  IRN DMM00032

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 27 Nov 2023)
  • [FCA CF] Client dealing (since 27 Nov 2023)
• David Martin Roberts

  IRN DMR00021

  • CF30 Customer (22 Sep 2011 to 28 Dec 2011)

No changes recorded yet.