David Mark Bridgeman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WHITING GROUP LTD

    FRN 118162

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 8 Sep 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (6 Feb 2009 to 30 Sep 2018)
    • CF30 Customer (6 Feb 2009 to 8 Dec 2019)
    • CF28 Systems and controls (6 Feb 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Feb 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2009 to 8 Dec 2019)
    • CF1 Director (6 Feb 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Feb 2009 to 31 Mar 2009)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (28 Jun 2022 to 19 Jul 2023)
    • [FCA CF] Client dealing (28 Jun 2022 to 19 Jul 2023)
  • Tudor Financial Options Limited (no longer approved here)

    FRN 187062

    • Employed By (19 Nov 2003 to 29 Dec 2006)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.