True Potential Wealth Management LLP

• Principal Place of Business

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +4401914061526

  Web

  https://www.tpllp.com

• Complaints Contact

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +441914061526

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · i) Limited to debt Counseilling with no debt management ii) Limited to debt counselling in connection with investment advice and buy-to -let mortgages and second charge mortgages.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Matthew Thomas

  IRN DMT00008

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 May 2013 to 8 Dec 2019)
• David Maurice Stevenson

  IRN DMS00023

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
  • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
• David McAllister

  IRN DXM00157

  • CF30 Customer (3 Oct 2011 to 22 Feb 2018)
• David Michael Alexander Leslie

  IRN DML00016

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Mar 2020)
  • [FCA CF] Functions requiring qualifications (since 16 Mar 2020)
• David Michael Armstrong

  IRN DMA00004

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jul 2021)
  • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
• David Michael Bunyan

  IRN DMB00045

  • [FCA CF] Client dealing (3 Feb 2022 to 19 Jan 2024)
  • [FCA CF] Functions requiring qualifications (3 Feb 2022 to 19 Jan 2024)
• David Michael Chisnall

  IRN DMC01142

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 26 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2024)
  • CF30 Customer (17 Apr 2013 to 23 Oct 2014)
• David Michael Howe

  IRN DMH00036

  • [FCA CF] Functions requiring qualifications (1 Dec 2023 to 22 May 2025)
  • [FCA CF] Client dealing (1 Dec 2023 to 22 May 2025)
• David Michael Owen

  IRN DMO00002

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2024)
  • CF30 Customer (5 Dec 2018 to 8 Dec 2019)
• David Michael Smith

  IRN DMS00082

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Oct 2021)
  • [FCA CF] Client dealing (since 25 Oct 2021)

No changes recorded yet.