David Michael Smith

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Oct 2021)
    • [FCA CF] Client dealing (since 25 Oct 2021)
  • Smith Robinson Ltd (no longer approved here)

    FRN 308395

    • (3)SMF3 Executive Director (9 Dec 2019 to 17 Jan 2022)
    • (1)Responsible for Insurance Distribution (1 Oct 2018 to 17 Jan 2022)
    • (5)CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • (4)CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • (2)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Responsible for Insurance Distribution at Smith Robinson Ltd

  2. controlled function added: (2)Responsible for Insurance Mediation at Smith Robinson Ltd

  3. controlled function added: (3)SMF3 Executive Director at Smith Robinson Ltd

  4. controlled function added: (4)CF8 Apportionment and Oversight at Smith Robinson Ltd

  5. controlled function added: (5)CF1 Director at Smith Robinson Ltd