David Michael Alexander Leslie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2020)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jun 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Jun 2020)
    • CF1 Director (AR) (18 Feb 2016 to 2 Jun 2020)
    • CF30 Customer (1 Dec 2014 to 2 Jun 2020)
  • Cedarwood Wealth Management Ltd (no longer approved here)

    FRN 655489

    • Employed By (27 Nov 2014 to 29 Feb 2016)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (19 Aug 2013 to 22 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.