David Macwan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 26 Mar 2019)
  • Veritas Wealth & Financial Solutions Ltd

    FRN 833555

    • Employed By (since 26 Mar 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (9 Jul 2014 to 16 Apr 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Apr 2012 to 11 Nov 2012)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (28 Nov 2007 to 31 May 2008)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (13 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 13 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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