Troy Asset Management Limited

• Principal Place of Business

  33 Davies Street

  London

  W1K 4BP

  UNITED KINGDOM

  Phone

  +4402074994030

  Web

  https://www.taml.co.uk

• Complaints Contact

  33 Davies Street

  London

  W1K 4BP

  UNITED KINGDOM

  Phone

  +4402074994030

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Deepti Balloo

  IRN DXB02199

  • CF10 Compliance Oversight (2 Jul 2012 to 1 Jul 2015)
  • CF11 Money Laundering Reporting (2 Jul 2012 to 1 Jul 2015)
• Dominic Lown

  IRN DXL00423

  • [FCA CF] Client dealing (since 1 May 2023)
• Emilie Gregg

  IRN EXG01197

  • CF30 Customer (1 May 2009 to 3 Jun 2013)
• Fergus Andrew McCorkell

  IRN FXM15015

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 May 2019 to 8 Dec 2019)
• Fiona Hope

  IRN FAH01008

  • CF30 Customer (1 Nov 2007 to 18 Sep 2008)
  • CF21 Investment Adviser (5 Jul 2007 to 31 Oct 2007)
• Francis George Windham Brooke

  IRN FGB01003

  • SMF9 Chair of the Governing Body (since 27 Mar 2025)
  • SMF3 Executive Director (9 Dec 2019 to 27 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF28 Systems and controls (1 Nov 2007 to 16 Mar 2009)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF13 Finance (10 Feb 2006 to 31 Oct 2007)
  • CF1 Director (21 Dec 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Sep 2004 to 16 Mar 2009)
  • CF27 Investment Management (28 Jun 2004 to 31 Oct 2007)
• Frederick Patrick Piers von Westenholz

  IRN FPV01004

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (1 May 2017 to 8 Dec 2019)
  • CF30 Customer (9 Sep 2009 to 8 Dec 2019)
• Gabrielle Mary Boyle

  IRN GMB01058

  • SMF3 Executive Director (since 25 Mar 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Mar 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Mar 2020)
  • CF30 Customer (1 Nov 2011 to 8 Dec 2019)
• George Henry Foster

  IRN GHF01021

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2025)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• George James Barnard Hankey

  IRN GXH07684

  • [FCA CF] Material risk taker (1 May 2023 to 1 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 May 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 May 2023)
  • CF10 Compliance Oversight (19 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Nov 2018 to 8 Dec 2019)

No changes recorded yet.