Troy Asset Management Limited

• Principal Place of Business

  33 Davies Street

  London

  W1K 4BP

  UNITED KINGDOM

  Phone

  +4402074994030

  Web

  https://www.taml.co.uk

• Complaints Contact

  33 Davies Street

  London

  W1K 4BP

  UNITED KINGDOM

  Phone

  +4402074994030

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George Viney

  IRN GXV01114

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Jun 2012 to 8 Dec 2019)
• Graeme Alexander BARTLETT

  IRN GXB24461

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Nov 2019 to 8 Dec 2019)
• Hetal Patel

  IRN HXP00252

  • [FCA CF] Material risk taker (1 May 2024 to 1 May 2025)
• Ian Aldous

  IRN IXA00148

  • [FCA CF] Client dealing (since 1 May 2023)
• Isabel Dodds de Jesus

  IRN IMD01032

  • CF30 Customer (1 Jun 2010 to 11 Nov 2019)
• James Alexander Cooper

  IRN JAC01296

  • CF30 Customer (18 Sep 2013 to 15 Mar 2017)
• James Anthony Findlay

  IRN JAF01059

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Jul 2024)
  • CF2 Non Executive Director (1 Feb 2011 to 8 Dec 2019)
• James Hugh Harries

  IRN JHH01024

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
• Jamie Blake Hutchins

  IRN HXJ01113

  • [FCA CF] Material risk taker (since 1 May 2021)
  • [FCA CF] Manager of certification employee (since 1 May 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Oct 2019 to 8 Dec 2019)
• Jan Stephen Pethick

  IRN JSP01041

  • Director of firm who is not a certification employee or a SMF manager (27 Mar 2025 to 9 Dec 2025)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 27 Mar 2025)
  • CF2 Non Executive Director (5 Mar 2009 to 8 Dec 2019)
  • CF30 Customer (5 Mar 2009 to 20 Sep 2010)

No changes recorded yet.