Date authorised
1 April 2013
Companies House
03930846
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Davies Street
    London
    W1K 4BP
    UNITED KINGDOM
    Phone
    +4402074994030
  • Complaints Contact

    33 Davies Street
    London
    W1K 4BP
    UNITED KINGDOM
    Phone
    +4402074994030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Janneke Munnik

    IRN JXM03904

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • John Vintcent

    IRN JXV01030

    • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Jul 2012)
  • Jonathan Charles Stewart Chenevix-Trench

    IRN JCC01103

    • Director of firm who is not a certification employee or a SMF manager (since 30 Jan 2024)
  • Lucy Smith

    IRN LAN01014

    • CF30 Customer (14 May 2013 to 6 May 2014)
  • Luke Bridges

    IRN LXB00563

    • [FCA CF] Client dealing (since 2 Apr 2024)
  • Marc Christof de Vos

    IRN MCD01124

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2025)
    • CF30 Customer (25 Nov 2019 to 8 Dec 2019)
  • Mark Thomas Wharrier

    IRN MTW01025

    • CF30 Customer (5 Oct 2017 to 3 May 2018)
  • Michael Kinsella

    IRN MXK02710

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Jun 2016 to 8 Dec 2019)
  • Michael Lester

    IRN MXL01267

    • CF2 Non Executive Director (1 Dec 2001 to 13 Mar 2012)
  • Michael Ryan Johns

    IRN MRJ01100

    • [FCA CF] Material risk taker (since 1 May 2025)
    • [FCA CF] Manager of certification employee (since 1 May 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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