Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 25 Mar 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 25 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Mar 2020)
    • CF30 Customer (1 Nov 2011 to 8 Dec 2019)
  • Lazard Asset Management Limited (no longer approved here)

    FRN 121839

    • CF30 Customer (1 Nov 2007 to 6 Jun 2010)
    • CF29 Significant management (1 Nov 2007 to 28 Aug 2008)
    • CF1 Director (6 Apr 2004 to 1 Jun 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.