Troy Asset Management Limited

• Principal Place of Business

  33 Davies Street

  London

  W1K 4BP

  UNITED KINGDOM

  Phone

  +4402074994030

  Web

  https://www.taml.co.uk

• Complaints Contact

  33 Davies Street

  London

  W1K 4BP

  UNITED KINGDOM

  Phone

  +4402074994030

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alasdair Hugo Burns Ure

  IRN AHU01000

  • [FCA CF] Material risk taker (1 May 2021 to 13 Sep 2024)
  • [FCA CF] Manager of certification employee (1 May 2021 to 13 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
  • CF30 Customer (29 Jan 2009 to 8 Dec 2019)
• Alexander Owen Williams

  IRN AOW01006

  • CF30 Customer (23 Nov 2011 to 3 Aug 2012)
• Aniruddha Nitin Kulkarni

  IRN AXK00252

  • [FCA CF] Client dealing (since 20 Jan 2020)
• Antonia Frances Eleanor DODSON

  IRN AXD19662

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Sep 2019 to 8 Dec 2019)
• Charles Alexander Henman

  IRN CXH00691

  • [FCA CF] Client dealing (since 28 Jun 2023)
• Charles William Davies

  IRN DXW01676

  • SMF1 Chief Executive (9 Dec 2019 to 1 Jun 2024)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2025)
  • CF3 Chief Executive (1 May 2017 to 8 Dec 2019)
  • CF1 Director (1 May 2017 to 8 Dec 2019)
  • CF28 Systems and controls (6 Feb 2009 to 1 May 2017)
  • CF10 Compliance Oversight (6 Feb 2009 to 2 Jul 2012)
• Charlotte Emma Rosealeen YONGE

  IRN CEY00003

  • [FCA CF] Material risk taker (since 1 May 2021)
  • [FCA CF] Manager of certification employee (since 1 May 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Sep 2014 to 8 Dec 2019)
• Cleona Coogan

  IRN CXC02108

  • CF10 Compliance Oversight (30 Jun 2015 to 6 May 2016)
  • CF11 Money Laundering Reporting (30 Jun 2015 to 6 May 2016)
• Cressida Mary Hogg

  IRN CMH01073

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Dec 2025)
  • CF2 Non Executive Director (16 Nov 2018 to 8 Dec 2019)
• David Baxter Newlands

  IRN DBN01003

  • CF2 Non Executive Director (26 Sep 2003 to 9 Dec 2010)
  • CF1 Director (1 Dec 2001 to 26 Sep 2003)

No changes recorded yet.