Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SCHRODER & CO. LIMITED
FRN 144206
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 29 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 29 Apr 2025)
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- [FCA CF] Material risk taker (1 May 2021 to 13 Sep 2024)
- [FCA CF] Manager of certification employee (1 May 2021 to 13 Sep 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
- CF30 Customer (29 Jan 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.