Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 29 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2025)
  • Troy Asset Management Limited (no longer approved here)

    FRN 195764

    • [FCA CF] Material risk taker (1 May 2021 to 13 Sep 2024)
    • [FCA CF] Manager of certification employee (1 May 2021 to 13 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
    • CF30 Customer (29 Jan 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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