Francis George Windham Brooke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Troy Asset Management Limited

    FRN 195764

    • SMF9 Chair of the Governing Body (since 27 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 27 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF28 Systems and controls (1 Nov 2007 to 16 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (10 Feb 2006 to 31 Oct 2007)
    • CF1 Director (21 Dec 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Sep 2004 to 16 Mar 2009)
    • CF27 Investment Management (28 Jun 2004 to 31 Oct 2007)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (1 Dec 2001 to 3 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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