Triple Point Administration LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kenneth Douglas Moir

  IRN KDM01024

  • [FCA CF] Client dealing (9 Jan 2023 to 12 Dec 2024)
• Kyle Goodfellow

  IRN KXG00392

  • [FCA CF] Client dealing (27 Aug 2025 to 4 Mar 2026)
• Lucy Dolan

  IRN LXD00246

  • [FCA CF] Client dealing (since 3 Aug 2022)
• Manuel Antunes

  IRN MXA00712

  • [FCA CF] Client dealing (12 Aug 2022 to 20 Jan 2025)
• Matthew William Harknett

  IRN MXH00232

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2025)
• Maximilian Shenkman

  IRN MXS04476

  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2025)
• Michael Jonathan Bayer

  IRN MJB01348

  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Aug 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2025)
  • CF11 Money Laundering Reporting (3 Jul 2014 to 8 Dec 2019)
  • CF4 Partner (3 Jul 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jul 2014 to 8 Dec 2019)
• Molly Elflain

  IRN MXE00076

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2021)
• Neil Kevin Richards

  IRN NXR13714

  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jan 2024)
• Neil Royston Ebden

  IRN NXE73588

  • SMF16 Compliance Oversight (since 4 Jul 2024)

No changes recorded yet.