Date authorised
3 July 2014
Companies House
OC391352
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402072018989
  • Complaints Contact

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402072018989

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Bird

    IRN NXB00483

    • [FCA CF] Client dealing (since 22 May 2023)
  • Nicholas Hamish Fair

    IRN NXF00045

    • [FCA CF] Client dealing (18 Sep 2023 to 27 Sep 2024)
  • Nicola Byatt

    IRN NXB00509

    • [FCA CF] Functions requiring qualifications (24 Sep 2025 to 4 Mar 2026)
    • [FCA CF] Client dealing (7 Aug 2023 to 24 Sep 2025)
  • Paul Clarke

    IRN PXC00395

    • [FCA CF] Client dealing (18 Jan 2022 to 10 Oct 2022)
  • Rachel Nicole Perini

    IRN RNH01045

    • [FCA CF] Client dealing (since 28 Feb 2025)
  • Robert Mark Houghton

    IRN RXH00226

    • [FCA CF] Significant management (9 Dec 2019 to 14 Apr 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2025)
  • Runa Banu Boolaky

    IRN RXB00289

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2022)
  • Samantha Randall

    IRN SXR00657

    • [FCA CF] Client dealing (since 18 Jan 2023)
  • Sara Keogh

    IRN SXK00999

    • [FCA CF] Client dealing (since 27 Aug 2025)
  • Sean Arulrajah

    IRN SXA01018

    • [FCA CF] Client dealing (since 15 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.