Date authorised
3 July 2014
Companies House
OC391352
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402072018989
  • Complaints Contact

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402072018989

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sebastian Paul Wallace

    IRN SXW00159

    • [FCA CF] Material risk taker (since 13 Jan 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Shane O'Sullivan

    IRN SXO00278

    • [FCA CF] Client dealing (since 28 Feb 2025)
  • Shanice Bishop

    IRN SXB01276

    • [FCA CF] Client dealing (1 Sep 2023 to 7 Jun 2024)
  • Sophie Sarah Morley

    IRN SSC01066

    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2019 to 14 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2022)
    • CF30 Customer (31 May 2016 to 8 Dec 2019)
  • Struan Robertson

    IRN SXR01405

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • Venetia Coleman

    IRN VXC01298

    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Wayne Beverley Harding

    IRN WBH01018

    • [FCA CF] Client dealing (since 27 Aug 2025)
  • Will Crook

    IRN WXC00124

    • [FCA CF] Client dealing (18 Jan 2023 to 19 Feb 2026)
  • Yiu Leung Louie

    IRN YXL00047

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2025)
  • Zainab Fagge

    IRN ZXF00015

    • [FCA CF] Client dealing (20 Jul 2022 to 31 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.