Treble Peak Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Krynauw Kruger
IRN KXK01352
- CF1 Director (3 Oct 2016 to 26 Oct 2018)
Mark Andrew Woolhouse
IRN MAW01194
- SMF3 Executive Director (since 3 Oct 2022)
- SMF1 Chief Executive (since 3 Oct 2022)
Matthew Roy Peacock
IRN MRP01108
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Dec 2021)
- CF2 Non Executive Director (3 Apr 2017 to 8 Dec 2019)
Oliver Birch
IRN OXB00103
- SMF3 Executive Director (since 10 Oct 2022)
Robert Ferguson
IRN RXF01559
- CF1 Director (10 May 2017 to 22 Aug 2018)
Sam Anthony Bridges Plumptre
IRN SAP01101
- CF1 Director (3 Oct 2016 to 14 Jan 2019)
Timothy Bruce Cockroft
IRN TBC01007
- CF2 Non Executive Director (13 Dec 2017 to 10 Jun 2019)
Tor Fyksen
IRN TXE00076
- Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.