Sam Anthony Bridges Plumptre

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Treble Peak Limited (no longer approved here)
FRN 747676
- CF1 Director (3 Oct 2016 to 14 Jan 2019)
Livingbridge EP LLP (no longer approved here)
FRN 429087
- CF4 Partner (1 Jan 2013 to 1 Apr 2014)
- CF30 Customer (12 Jul 2011 to 1 Apr 2014)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (15 Oct 2010 to 22 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.