Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SINGER CAPITAL MARKETS SECURITIES LIMITED
FRN 453676
- SMF1 Chief Executive (since 5 Jun 2025)
- SMF9 Chair of the Governing Body (since 6 Sep 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 6 Sep 2022)
- CF28 Systems and controls (1 Aug 2013 to 18 Nov 2013)
- CF1 Director (19 Dec 2008 to 8 Dec 2019)
- CF3 Chief Executive (19 Dec 2008 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 19 Dec 2008)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Sep 2006 to 31 Oct 2007)
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Singer Capital Markets Advisory LLP
FRN 568323
- SMF1 Chief Executive (since 5 Jun 2025)
- SMF9 Chair of the Governing Body (since 6 Sep 2022)
- SMF1 Chief Executive (9 Dec 2019 to 6 Sep 2022)
- CF28 Systems and controls (1 Aug 2013 to 18 Nov 2013)
- CF3 Chief Executive (9 Oct 2012 to 8 Dec 2019)
- CF2 Non Executive Director (21 Sep 2012 to 9 Oct 2012)
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- CF2 Non Executive Director (13 Dec 2017 to 10 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.