Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 5 Jun 2025)
    • SMF9 Chair of the Governing Body (since 6 Sep 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 6 Sep 2022)
    • CF28 Systems and controls (1 Aug 2013 to 18 Nov 2013)
    • CF1 Director (19 Dec 2008 to 8 Dec 2019)
    • CF3 Chief Executive (19 Dec 2008 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 19 Dec 2008)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 Sep 2006 to 31 Oct 2007)
    • SMF1 Chief Executive (since 5 Jun 2025)
    • SMF9 Chair of the Governing Body (since 6 Sep 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 6 Sep 2022)
    • CF28 Systems and controls (1 Aug 2013 to 18 Nov 2013)
    • CF3 Chief Executive (9 Oct 2012 to 8 Dec 2019)
    • CF2 Non Executive Director (21 Sep 2012 to 9 Oct 2012)
  • Treble Peak Limited (no longer approved here)

    FRN 747676

    • CF2 Non Executive Director (13 Dec 2017 to 10 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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