Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2023)
- SMF27 Partner (9 Dec 2019 to 7 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2024)
- [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
- CF4 Partner (28 Apr 2005 to 8 Dec 2019)
- CF27 Investment Management (28 Apr 2005 to 31 Oct 2007)
- CF3 Chief Executive (28 Apr 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (28 Apr 2005 to 31 Oct 2007)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Dec 2021)
- CF2 Non Executive Director (3 Apr 2017 to 8 Dec 2019)
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- CF2 Non Executive Director (10 Dec 2009 to 20 Jul 2011)
- CF1 Director (6 Mar 2009 to 9 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.