Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hanover Investors Management LLP (no longer approved here)

    FRN 423751

    • SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2023)
    • SMF27 Partner (9 Dec 2019 to 7 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
    • CF4 Partner (28 Apr 2005 to 8 Dec 2019)
    • CF27 Investment Management (28 Apr 2005 to 31 Oct 2007)
    • CF3 Chief Executive (28 Apr 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (28 Apr 2005 to 31 Oct 2007)
  • Treble Peak Limited (no longer approved here)

    FRN 747676

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Dec 2021)
    • CF2 Non Executive Director (3 Apr 2017 to 8 Dec 2019)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF2 Non Executive Director (10 Dec 2009 to 20 Jul 2011)
    • CF1 Director (6 Mar 2009 to 9 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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