Date authorised
1 April 2013
Companies House
OC310917
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor, 21 Sackville Street,
    London
    W1S 3DN
    UNITED KINGDOM
    Phone
    +4402077668400
  • Complaints Contact

    Third Floor, 21 Sackville Street,
    London
    W1S 3DN
    UNITED KINGDOM
    Phone
    +4402077668400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Hanover Investors Ltd

    IRN XXH01016

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (28 Apr 2005 to 8 Dec 2019)
  • ASHKAN SENOBARI

    IRN AXS03291

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Alicia Barbara

    IRN AXB00485

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Brett William Lankester

    IRN BWL01006

    • SMF27 Partner (19 Jul 2022 to 12 Apr 2024)
    • [FCA CF] Significant management (4 Jan 2022 to 12 Apr 2024)
  • Brian Cullen

    IRN BXC01458

    • [FCA CF] Significant management (since 1 Sep 2020)
  • Christian Ernst Herrmann

    IRN CEH01083

    • CF30 Customer (1 Nov 2007 to 21 Oct 2008)
    • CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (21 May 2007 to 31 Oct 2007)
  • Dan Skyte

    IRN DXS00732

    • [FCA CF] Significant management (14 Oct 2022 to 24 Oct 2023)
  • David Jonathan Cowan

    IRN DJC01335

    • SMF27 Partner (since 14 Mar 2024)
  • David Pearson

    IRN DXP01445

    • CF21 Investment Adviser (21 Jul 2006 to 20 Sep 2006)
  • Douglas Simpson Smith

    IRN DSS01047

    • CF21 Investment Adviser (1 Jul 2005 to 10 Apr 2007)
    • CF27 Investment Management (28 Apr 2005 to 10 Apr 2007)
    • CF4 Partner (28 Apr 2005 to 10 Apr 2007)
    • CF11 Money Laundering Reporting (28 Apr 2005 to 10 Apr 2007)
    • CF10 Compliance Oversight (28 Apr 2005 to 10 Apr 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.