Brett William Lankester

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA

    FRN 147562

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
    • [FCA CF] Client dealing (since 15 Apr 2024)
    • [FCA CF] Manager of certification employee (since 15 Apr 2024)
    • [FCA CF] Material risk taker (9 Sep 2019 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Sep 2019 to 31 Dec 2021)
    • [PRA CF] Key function holder (9 Sep 2019 to 31 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 31 Dec 2021)
    • SMF19 Head of Overseas Branch/Head of Overseas (2 Aug 2019 to 21 Jun 2021)
  • Hanover Investors Management LLP (no longer approved here)

    FRN 423751

    • SMF27 Partner (19 Jul 2022 to 12 Apr 2024)
    • [FCA CF] Significant management (4 Jan 2022 to 12 Apr 2024)
  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • CF1 Director (AR) (16 Mar 2016 to 19 Jun 2019)
  • Rubrics Asset Management (UK) Limited (no longer approved here)

    FRN 694948

    • (4)Employed By (16 Mar 2016 to 27 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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