David Pearson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Millennium Global Investments Limited (no longer approved here)
FRN 171039
- CF30 Customer (6 Feb 2009 to 25 Jun 2010)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF21 Investment Adviser (7 Nov 2006 to 25 May 2007)
Hanover Investors Management LLP (no longer approved here)
FRN 423751
- CF21 Investment Adviser (21 Jul 2006 to 20 Sep 2006)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF23 Corporate Finance Adviser (22 Oct 2004 to 1 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.