Hanover Investors Management LLP

• Principal Place of Business

  Third Floor, 21 Sackville Street,

  London

  W1S 3DN

  UNITED KINGDOM

  Phone

  +4402077668400

  Web

  https://www.hanoverinvestors.com

• Complaints Contact

  Third Floor, 21 Sackville Street,

  London

  W1S 3DN

  UNITED KINGDOM

  Phone

  +4402077668400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Giles Smyth

  IRN GXS00157

  • SMF27 Partner (since 27 Apr 2021)
  • [FCA CF] Significant management (since 9 Dec 2019)
• James Dominic Brooke

  IRN JDB01094

  • SMF27 Partner (7 Oct 2020 to 23 Mar 2022)
  • [FCA CF] Client dealing (1 Jun 2020 to 7 Mar 2022)
• James Patrick Stearns

  IRN JPS01113

  • [FCA CF] Significant management (28 Sep 2020 to 31 Mar 2021)
• Jan Fredrik Wilhelm Lundqvist

  IRN JFL01048

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (13 Jan 2020 to 20 Oct 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 3 Dec 2025)
  • CF30 Customer (22 Jun 2015 to 8 Dec 2019)
  • CF4 Partner (25 Sep 2009 to 28 Apr 2014)
  • CF27 Investment Management (11 Jun 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (11 Jun 2007 to 31 Oct 2007)
• Jason Edward Carley

  IRN JEC01147

  • SMF27 Partner (6 Jul 2021 to 3 Sep 2025)
  • [FCA CF] Client dealing (1 Jun 2021 to 3 Sep 2025)
  • [FCA CF] Significant management (8 Mar 2021 to 3 Sep 2025)
• Jean-Philippe Lantrade

  IRN JXL01471

  • CF30 Customer (1 Nov 2007 to 12 Mar 2008)
  • CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
  • CF27 Investment Management (14 May 2007 to 31 Oct 2007)
• Jeremy James Westhead

  IRN JJW01074

  • SMF1 Chief Executive (since 21 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2022)
  • SMF16 Compliance Oversight (since 26 Jan 2022)
  • [FCA CF] Significant management (2 Sep 2021 to 3 Dec 2025)
• John Woodard

  IRN JXW00619

  • SMF27 Partner (4 Mar 2022 to 31 Aug 2024)
  • [FCA CF] Significant management (2 Sep 2021 to 31 Aug 2024)
• Katarzyna Maria Robinski / Robinska

  IRN KMR01038

  • CF30 Customer (23 Mar 2015 to 22 May 2018)
• Markus Manuel Umschaden

  IRN MMU01019

  • [FCA CF] Significant management (since 1 Sep 2021)

No changes recorded yet.