Hanover Investors Management LLP

• Principal Place of Business

  Third Floor, 21 Sackville Street,

  London

  W1S 3DN

  UNITED KINGDOM

  Phone

  +4402077668400

  Web

  https://www.hanoverinvestors.com

• Complaints Contact

  Third Floor, 21 Sackville Street,

  London

  W1S 3DN

  UNITED KINGDOM

  Phone

  +4402077668400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Roy Peacock

  IRN MRP01108

  • SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2023)
  • SMF27 Partner (9 Dec 2019 to 7 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
  • CF4 Partner (28 Apr 2005 to 8 Dec 2019)
  • CF3 Chief Executive (28 Apr 2005 to 8 Dec 2019)
  • CF27 Investment Management (28 Apr 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (28 Apr 2005 to 31 Oct 2007)
• Nicholas Charles Morland

  IRN NCM01070

  • CF4 Partner (1 Jun 2014 to 16 Oct 2015)
• Rebecca Jane Boscott

  IRN RJB01301

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Mar 2026)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (15 Jun 2020 to 6 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (15 Jun 2020 to 6 Oct 2021)
• Serena Menaguale

  IRN SXM03013

  • [FCA CF] Significant management (28 Jun 2021 to 17 Jun 2022)
• Simon George Gilbert

  IRN SGG01032

  • CF4 Partner (25 Sep 2009 to 15 Jun 2011)
  • CF30 Customer (25 Sep 2009 to 15 Jun 2011)
• Thomas Russell

  IRN TXR01199

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jul 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jul 2020)
  • CF30 Customer (19 Dec 2014 to 8 Dec 2019)
  • CF4 Partner (25 Sep 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (25 May 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (25 May 2007 to 8 Dec 2019)
• Vasilije Babic

  IRN VXB01127

  • CF30 Customer (1 Nov 2007 to 21 Oct 2008)
  • CF4 Partner (8 Aug 2006 to 7 Jan 2009)
  • CF21 Investment Adviser (8 Aug 2006 to 31 Oct 2007)

No changes recorded yet.