Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Hanover Investors Management LLP
FRN 423751
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jul 2020)
- CF30 Customer (19 Dec 2014 to 8 Dec 2019)
- CF4 Partner (25 Sep 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (25 May 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 May 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.