Transport Friendly Society Limited

• Principal Place of Business

  Transport Friendly Society Ltd

  Derbyshire House

  St. Chad's Street

  London

  Camden

  WC1H 8AG

  UNITED KINGDOM

  Phone

  +442078332616

  Web

  http://www.tfs.uk.com

• Complaints Contact

  Transport Friendly Society Ltd

  Derbyshire House

  St. Chad's Street

  London

  Camden

  WC1H 8AG

  UNITED KINGDOM

  Phone

  +442078332616

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Storer

  IRN MXS01910

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 13 Jun 2023)
  • CF2 Non Executive Director (25 Jul 2008 to 6 Mar 2016)
• Michaela Veronica Madden

  IRN MXM04518

  • [FCA CF] Client dealing (since 21 May 2024)
• Neville Glenroy Giles

  IRN NGG00003

  • CF2 Non Executive Director (1 Dec 2001 to 22 Jun 2004)
• Nigel Silby

  IRN NFS01021

  • SMF15 Chair of With Profits Committee (10 Dec 2018 to 16 Jun 2022)
  • SMF10 Chair of the Risk Committee (10 Dec 2018 to 16 Jun 2022)
  • SIMF10 Chair of the Risk Committee (27 Jun 2018 to 9 Dec 2018)
  • CF2b Chair of the With-Profits Committee (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (1 Feb 2013 to 6 Mar 2016)
  • CF12A With-Profits Actuary (25 Jan 2005 to 30 Jun 2008)
  • CF12 Actuarial (11 Oct 2002 to 30 Jun 2008)
• Norman Victor Cohen

  IRN NVC00002

  • CF2 Non Executive Director (1 Dec 2001 to 10 Aug 2010)
• Paul Derrick Hunt

  IRN PDH01119

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Paul James Doyle

  IRN PJD00018

  • CF14 Risk Assessment (3 Oct 2003 to 13 Jul 2004)
  • CF2 Non Executive Director (1 Dec 2001 to 25 Jun 2013)
• Peter Brown

  IRN PXB01666

  • SMF9 Chair of the Governing Body (10 Dec 2018 to 11 Jun 2024)
  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 11 Jun 2024)
  • SIMF9 Chairman (10 Jul 2018 to 9 Dec 2018)
  • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 13 Mar 2018)
  • CF2 Non Executive Director (24 Aug 2004 to 6 Mar 2016)
• Peter Thomas Rudyk

  IRN PTR00002

  • SMF9 Chair of the Governing Body (since 19 Dec 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 29 Jun 2021)
  • SIMF2 Chief Finance Function (7 Mar 2016 to 5 Oct 2016)
  • SIMF1 Chief Executive Function (7 Mar 2016 to 5 Oct 2016)
  • CF1 Director (9 Dec 2013 to 6 Mar 2016)
  • CF3 Chief Executive (9 Dec 2013 to 6 Mar 2016)
  • CF10 Compliance Oversight (18 Apr 2008 to 5 Oct 2016)
  • CF11 Money Laundering Reporting (18 Apr 2008 to 5 Oct 2016)
• Richard Andrew Freeman

  IRN RAF00014

  • CF1 Director (8 Aug 2006 to 31 Jan 2014)
  • CF3 Chief Executive (11 Nov 2005 to 31 Jan 2014)
  • CF8 Apportionment and Oversight (11 Nov 2005 to 31 Jan 2014)
  • CF11 Money Laundering Reporting (11 Nov 2005 to 31 Jan 2014)
  • CF15 Internal Audit (25 May 2005 to 4 Dec 2006)

No changes recorded yet.