Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (8 Aug 2006 to 31 Jan 2014)
- CF11 Money Laundering Reporting (11 Nov 2005 to 31 Jan 2014)
- CF3 Chief Executive (11 Nov 2005 to 31 Jan 2014)
- CF8 Apportionment and Oversight (11 Nov 2005 to 31 Jan 2014)
- CF15 Internal Audit (25 May 2005 to 4 Dec 2006)
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- CF10 Compliance Oversight (1 Dec 2001 to 28 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.