Transport Friendly Society Limited

• Principal Place of Business

  Transport Friendly Society Ltd

  Derbyshire House

  St. Chad's Street

  London

  Camden

  WC1H 8AG

  UNITED KINGDOM

  Phone

  +442078332616

  Web

  http://www.tfs.uk.com

• Complaints Contact

  Transport Friendly Society Ltd

  Derbyshire House

  St. Chad's Street

  London

  Camden

  WC1H 8AG

  UNITED KINGDOM

  Phone

  +442078332616

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Saffron Allen-Taylor

  IRN SXA01733

  • [FCA CF] Client dealing (since 15 Sep 2025)
• Sajid Rasul

  IRN SXR42688

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2020)
• Siobhan Bloomfield

  IRN SXB42674

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2025)
• Stephen Barker

  IRN SRB01109

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 10 Jun 2025)
  • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 12 Nov 2024)
  • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (11 Jul 2002 to 6 Mar 2016)
• Stephen Dixon

  IRN SWD01027

  • SMF20 Chief Actuary (10 Dec 2018 to 11 Apr 2022)
  • SMF20a With-Profits Actuary (10 Dec 2018 to 11 Apr 2022)
  • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
  • SIMF21 With-Profits Actuary (7 Mar 2016 to 9 Dec 2018)
  • CF12 Actuarial (17 Aug 2009 to 6 Mar 2016)
  • CF12A With-Profits Actuary (17 Aug 2009 to 6 Mar 2016)
• Susan Mary Ruddle

  IRN SXR00776

  • SMF14 Senior Independent Director (since 10 Feb 2025)
  • SMF11 Chair of the Audit Committee (since 9 Feb 2024)
• Susan Ruddle

  IRN SXR00548

  • Director of firm who is not a certification employee or a SMF manager (since 16 Jun 2022)
• Syed Ahmed Ali

  IRN SXA00610

  • SMF16 Compliance Oversight (since 5 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2025)
  • [FCA CF] Client dealing (since 16 Jun 2022)
• Thomas Georghiou

  IRN TXG01442

  • [PRA CF] Key function holder (10 Dec 2018 to 31 Dec 2024)
  • SMF16 Compliance Oversight (10 Dec 2018 to 2 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 2 Jan 2025)
  • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2024)
  • CF10 Compliance Oversight (1 Nov 2016 to 9 Dec 2018)
  • CF11 Money Laundering Reporting (1 Nov 2016 to 9 Dec 2018)
• Trevor Raymond Parry

  IRN TRP01029

  • CF28 Systems and controls (1 Nov 2007 to 20 Jun 2012)
  • CF15 Internal Audit (8 Dec 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (27 Jul 2005 to 18 Apr 2008)
  • CF14 Risk Assessment (24 Aug 2004 to 31 Oct 2007)
  • CF2 Non Executive Director (28 Aug 2003 to 20 Jun 2012)

No changes recorded yet.