Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 11 Jun 2024)
- SMF9 Chair of the Governing Body (10 Dec 2018 to 11 Jun 2024)
- SIMF9 Chairman (10 Jul 2018 to 9 Dec 2018)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 13 Mar 2018)
- CF2 Non Executive Director (24 Aug 2004 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.