Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• NICHOLAS JAMES TOWLER

  IRN NJT01128

  • [FCA CF] Client dealing (since 22 Jan 2021)
  • CF30 Customer (18 Aug 2017 to 8 Dec 2019)
• NICOLAS FONTAINE

  IRN NXF01249

  • [FCA CF] Significant management (since 2 Apr 2026)
  • SMF18 Other Overall Responsibility (18 Dec 2020 to 19 Aug 2025)
• Nancie Rose Muzzlewhite

  IRN NXM00189

  • [FCA CF] Client dealing (since 14 Dec 2020)
• Natasha Lisa Christopher

  IRN NLC01040

  • [FCA CF] Client dealing (since 7 Dec 2020)
  • CF30 Customer (27 May 2016 to 8 Dec 2019)
• Nathan John George Littler

  IRN NXL00160

  • [FCA CF] Client dealing (since 24 Jul 2023)
• Neil Frederick Charles Bryan

  IRN NFB01041

  • [FCA CF] Manager of certification employee (24 Nov 2020 to 30 Jun 2024)
  • [FCA CF] Client dealing (24 Nov 2020 to 30 Jun 2024)
  • CF30 Customer (13 Jan 2018 to 8 Dec 2019)
• Neil Roy Parker

  IRN NRP01040

  • [FCA CF] Client dealing (19 Feb 2021 to 22 Jul 2025)
  • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
• Nicholas David Ruddell

  IRN NDR01019

  • SMF18 Other Overall Responsibility (16 Jul 2020 to 29 Jan 2021)
  • CF29 Significant management (12 Jul 2010 to 8 Dec 2019)
• Nicholas Gant

  IRN NTG01002

  • [FCA CF] Client dealing (28 May 2020 to 7 May 2021)
• Nicholas George Stewart

  IRN NGS01020

  • CF1 Director (1 Dec 2001 to 28 Oct 2002)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.