Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Dec 2025)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • SMF18 Other Overall Responsibility (16 Jul 2020 to 29 Jan 2021)
    • CF29 Significant management (12 Jul 2010 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF29 Significant management (1 Nov 2007 to 1 Jul 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.