Gallardo Securities Limited

• Principal Place of Business

  26-28 Mount Row

  London

  W1K 3SQ

  UNITED KINGDOM

  Phone

  +442033500185

  Web

  https://www.gallardosecurities.com

• Complaints Contact

  26-28 Mount Row

  London

  W1K 3SQ

  UNITED KINGDOM

  Phone

  +442033500185

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ahmed Belkessa

  IRN AXB02350

  • CF30 Customer (20 Oct 2016 to 2 Aug 2017)
• Allan Bailey

  IRN AXB01392

  • [FCA CF] Client dealing (3 Apr 2023 to 30 Nov 2025)
• Antoine Robert Marcel Pascal

  IRN ARP01111

  • [FCA CF] Client dealing (1 Sep 2020 to 29 Jul 2022)
• Benjamin Wiliam Jerome Thomas

  IRN BWT01016

  • [FCA CF] Client dealing (since 16 Sep 2020)
• Callum Bulley

  IRN CXB00354

  • [FCA CF] Client dealing (since 6 Nov 2023)
• Camelia Fajri

  IRN CXF01526

  • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
• Dominic Brindle

  IRN DXB01788

  • SMF3 Executive Director (since 27 Feb 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Mar 2020 to 15 Apr 2026)
  • SMF16 Compliance Oversight (5 Mar 2020 to 15 Apr 2026)
  • CF30 Customer (16 Nov 2017 to 8 Dec 2019)
• Eleanor Jones

  IRN EXJ12748

  • [FCA CF] Client dealing (since 25 Sep 2024)
• Erhard Spranger

  IRN EXS01100

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Feb 2019 to 8 Dec 2019)
• Florian Felix Josef

  IRN FFJ01000

  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Mar 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2025)
  • CF30 Customer (4 May 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 May 2016 to 8 Dec 2019)

• FIG MARKETS LIMITED (no longer appointed)

  FRN 1019560 · Appointed 31 Oct 2024 · Until 8 Apr 2025

No changes recorded yet.