Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2026)
    • CF30 Customer (3 Jun 2014 to 8 Dec 2019)
  • Gallardo Securities Limited (no longer approved here)

    FRN 724231

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2025)
    • CF10 Compliance Oversight (4 May 2016 to 8 Dec 2019)
    • CF30 Customer (4 May 2016 to 8 Dec 2019)
  • Augusta & Co Limited (no longer approved here)

    FRN 211883

    • CF30 Customer (26 Jul 2012 to 28 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.