Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Grantham Bramley

  IRN NGB01054

  • [FCA CF] Client dealing (since 14 Dec 2020)
  • CF30 Customer (16 Jan 2015 to 8 Dec 2019)
• Nicholas James Brown

  IRN NJB01281

  • CF30 Customer (5 Aug 2014 to 31 Aug 2016)
• Nicholas Lawrence Davis

  IRN NLD01016

  • [FCA CF] Client dealing (3 Dec 2020 to 17 Jul 2025)
  • [FCA CF] Manager of certification employee (3 Dec 2020 to 17 Jul 2025)
  • CF30 Customer (19 Jun 2015 to 8 Dec 2019)
• Nicholas Mathew Page

  IRN NMP01018

  • [FCA CF] Client dealing (since 15 Jan 2021)
  • CF30 Customer (12 Sep 2017 to 8 Dec 2019)
• Nicholas Murray Gleeson

  IRN NMG01029

  • CF28 Systems and controls (1 Nov 2007 to 15 Mar 2008)
  • CF13 Finance (30 Mar 2007 to 31 Oct 2007)
  • CF1 Director (30 Mar 2007 to 15 Mar 2008)
• Nicholas Olney

  IRN NXO01098

  • CF30 Customer (23 May 2011 to 10 May 2016)
• Nicholas Peter McCall

  IRN NPM01073

  • [FCA CF] Client dealing (17 Feb 2021 to 6 Jul 2021)
  • [FCA CF] Manager of certification employee (17 Feb 2021 to 6 Jul 2021)
  • CF29 Significant management (29 Jul 2016 to 4 Sep 2019)
• Nicholas Taylor

  IRN NXT01184

  • [FCA CF] Client dealing (12 Mar 2021 to 31 Jul 2024)
  • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
• Nicholas William Tant

  IRN NWT01005

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Nicola Elizabeth Haslehurst

  IRN NEH01029

  • CF30 Customer (5 Feb 2009 to 30 Nov 2012)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.