Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF28 Systems and controls (1 Nov 2007 to 15 Mar 2008)
    • CF1 Director (30 Mar 2007 to 15 Mar 2008)
    • CF13 Finance (30 Mar 2007 to 31 Oct 2007)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF28 Systems and controls (1 Nov 2007 to 15 Mar 2008)
    • CF13 Finance (30 Mar 2007 to 31 Oct 2007)
    • CF1 Director (30 Mar 2007 to 15 Mar 2008)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF28 Systems and controls (1 Nov 2007 to 15 Mar 2008)
    • CF1 Director (30 Mar 2007 to 15 Mar 2008)
    • CF13 Finance (30 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.