Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Geoffrey Oliver

  IRN MGO01018

  • CF30 Customer (28 Oct 2009 to 18 Feb 2011)
• Mark John Paul Donovan

  IRN MJD01420

  • [FCA CF] Client dealing (since 18 Dec 2020)
  • CF30 Customer (4 Aug 2014 to 8 Dec 2019)
• Mark Nicholas Mortimer

  IRN MNM01018

  • CF26 Customer Trading (1 Dec 2001 to 17 Jun 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2002)
• Mark Pelster

  IRN MXP01655

  • [FCA CF] Client dealing (22 Aug 2022 to 31 Oct 2025)
• Mark Richard Fryer

  IRN MRF01072

  • [FCA CF] Client dealing (since 17 Jan 2021)
  • CF30 Customer (10 Jul 2009 to 8 Dec 2019)
• Mark Robert Knight

  IRN MXK01206

  • [FCA CF] Client dealing (18 Jan 2021 to 19 Aug 2025)
  • CF30 Customer (19 Feb 2015 to 8 Dec 2019)
• Mark Simon Jones

  IRN MSJ01020

  • CF30 Customer (27 Aug 2015 to 31 Oct 2016)
• Mark Timothy Fennell

  IRN MTF01012

  • SMF3 Executive Director (since 15 Dec 2023)
  • SMF24 Chief Operations (since 15 Dec 2023)
  • SMF18 Other Overall Responsibility (5 Aug 2020 to 20 Jun 2023)
  • CF29 Significant management (18 Jul 2016 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 20 Feb 2009)
• Martin Abbott

  IRN MXA02944

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Jan 2024)
  • CF2 Non Executive Director (5 Feb 2015 to 8 Dec 2019)
• Martin Gerald Blake

  IRN MGB01066

  • CF30 Customer (10 Mar 2009 to 30 Apr 2016)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.