Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (27 Aug 2015 to 31 Oct 2016)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (9 Feb 2011 to 19 Jan 2015)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.