Mark Pelster

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tradition (UK) Limited (no longer approved here)
FRN 139200
- [FCA CF] Client dealing (22 Aug 2022 to 31 Oct 2025)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (22 Aug 2022 to 31 Oct 2025)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (30 Aug 2011 to 5 Mar 2012)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (11 Dec 2008 to 26 Mar 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.