TRADE NATION FINANCIAL UK LTD

• Principal Place of Business

  14 Bonhill Street

  6th Floor

  London

  EC2A 4BX

  UNITED KINGDOM

  Phone

  +4402031805952

  Web

  https://tradenation.com

• Complaints Contact

  14 Bonhill Street

  6th Floor

  London

  EC2A 4BX

  UNITED KINGDOM

  Phone

  +442031805952

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Paul David Smith

  IRN PXS00351

  • [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2023)
• Paul Terence Gazzard

  IRN PTG01021

  • CF3 Chief Executive (3 Feb 2014 to 7 Oct 2016)
  • CF1 Director (3 Feb 2014 to 7 Oct 2016)
• Philip Simon Martin

  IRN PSM01138

  • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 29 Oct 2021)
  • CF1 Director (24 Aug 2018 to 8 Dec 2019)
• Richard Daniel Nathan

  IRN RDN01012

  • [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2023)
• Robin Neil Davidson

  IRN RXD01412

  • SMF3 Executive Director (since 29 Apr 2020)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • [FCA CF] Significant management (29 Apr 2020 to 17 May 2023)
  • CF10a CASS Oversight function (29 Nov 2017 to 8 Dec 2019)
• Rodney Terrence Martenstyn

  IRN RTM01039

  • CF1 Director (3 Nov 2016 to 10 Jul 2017)
  • CF10a CASS Oversight function (23 Jan 2015 to 10 Jul 2017)
  • CF10 Compliance Oversight (24 Oct 2014 to 10 Jul 2017)
  • CF11 Money Laundering Reporting (24 Oct 2014 to 10 Jul 2017)
• Simon Robert W Reid

  IRN SXR00566

  • [FCA CF] Material risk taker (4 Jul 2022 to 17 May 2023)
• Simon Robert William Reid

  IRN SXR01033

  • [FCA CF] Significant management (since 6 Nov 2025)
• Stephen Connolly

  IRN SXC02599

  • CF1 Director (AR) (23 Apr 2015 to 4 Oct 2016)
• Stephen Schreiber

  IRN SXS01447

  • [FCA CF] Client dealing (since 17 May 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2023)
  • CF30 Customer (24 Sep 2014 to 31 Oct 2017)

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 24 Feb 2016 · Until 8 May 2018

• Clear Investor Limited (no longer appointed)

  FRN 716621 · Appointed 14 Sep 2015 · Until 13 Nov 2019

• Tradecrowd Technology Ltd (no longer appointed)

  FRN 607527 · Appointed 15 Sep 2014 · Until 12 Jan 2017

• Core Spreads Limited (no longer appointed)

  FRN 628724 · Appointed 21 Jul 2014 · Until 1 Jun 2016

• Pip Index Capital Markets Limited (no longer appointed)

  FRN 610586 · Appointed 3 Jul 2014 · Until 31 Oct 2016

No changes recorded yet.