Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EC MARKETS GROUP LTD
FRN 571881
- SMF9 Chair of the Governing Body (since 22 Apr 2026)
- Director of firm who is not a certification employee or a SMF manager (3 May 2021 to 10 Mar 2026)
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- CF1 Director (3 Nov 2016 to 10 Jul 2017)
- CF10a CASS Oversight function (23 Jan 2015 to 10 Jul 2017)
- CF10 Compliance Oversight (24 Oct 2014 to 10 Jul 2017)
- CF11 Money Laundering Reporting (24 Oct 2014 to 10 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.