Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 22 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (3 May 2021 to 10 Mar 2026)
  • TRADE NATION FINANCIAL UK LTD (no longer approved here)

    FRN 525164

    • CF1 Director (3 Nov 2016 to 10 Jul 2017)
    • CF10a CASS Oversight function (23 Jan 2015 to 10 Jul 2017)
    • CF10 Compliance Oversight (24 Oct 2014 to 10 Jul 2017)
    • CF11 Money Laundering Reporting (24 Oct 2014 to 10 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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